Apple Inc. vs. Fintiv, Inc.

Explore the PTAB proceeding IPR2023-00399 filed by Apple Inc. on 2022-12-22. This includes filing dates, application numbers, tech centers, patent numbers, and current case status.

Proceeding Overview

Proceeding Number

IPR2023-00399

Filing Date

2022-12-22

Accorded Filing Date

2022-12-22

Institution Decision Date

2023-07-10

Last Modified Date

2024-07-30

Proceeding Type

IPR

Termination Date

2024-05-23

Trial Status

Final Written Decision

Parties & Counsel

Petitioner

Apple Inc.

Represented By

Ehmke, Andrewet al

Patent Owner / Respondent

Fintiv, Inc.

Represented By

Waldrop, Jonathanet al

Tribunal & Venue

Tribunal

Patent Trial and Appeal Board (USPTO)

Technology Center

TC 3600 - Transportation, E-Commerce & Construction

Patent Information

1 Patent Involved

Respondent Application Number 13680824

Respondent Patent Number 9208488

External Links

Espacenet

Google Patents

Respondent Inventor Michael A. Liberty

Respondent Tech Center TC 3600 - Transportation, E-Commerce & Construction

Address and Attorney/Agent Information

41 Registered Practitioners

Power of Attorney & Correspondence

Firm / Entity Name Workman Nydegger

Customer Number 22913

Address 60 East South Temple, Suite 1000, Salt Lake City, UT, 84111, UNITED STATES

Attorney / Agent Information

Reg #	Name	Phone
28651	Rick Nydegger	801-533-9800
29843	Jonathan Richards	801-533-9800
36153	John Guynn	801-533-9800
37246	Dana Tangren	801-533-9800
39166	David Dellenbach	801-321-8826
39330	Robyn Phillips	801-321-8901
40831	John Stringham	801-533-9800
41348	David Todd	801-533-9800
42785	Adrian Lee	801-533-9800
44803	Jens Jenkins	801-533-9800
45454	Carl Reed	801-533-9800
45576	Peter Malen	801-533-9800
45666	Fraser Roy	801-533-9800
46205	Justin Cassell	801-533-9800
48699	Michael Frodsham	801-533-9800
53409	J Oldham	801-533-9800
55301	Shane Jensen	801-533-9800
57928	Matthew Todd	801-533-9800
60701	Jack Howell	801-533-9800
61020	Chad Nydegger	801-533-9800
61049	David Johnson	801-321-8905
62249	Brian Platt	650-962-2122
63249	Kirk Coombs	801-533-9800
63368	Thomas Bonacci	801-533-9800
63796	Sterling Fillmore	801-533-9800
64406	Timothy Nichols	801-533-9800
64793	Lloyd Pollard Ii	801-533-9800
68802	Logan Christenson	801-321-8815
69566	William Barger	801-321-8883
71703	Angela Silvers	801-533-9800
72533	Levi Brown	801-533-9800
73249	Charles Meeker	801-533-9800
74244	Chul-Woo Lee	631-501-5700
75218	Brittany Frandsen	801-533-9800
75412	Matthew Healey	801-321-8857
77357	Gerrit Winkel	801-553-9800
80910	Spencer Fennemore	801-533-9800
81131	Trevor Oldham	512-621-5550
81301	Andrew Macdonald	801-533-9800
82426	Trevor Lee	385-282-3423
82826	Mansi Chauhan	469-237-6339

Proceeding Documents

Final Written Decision: original FINAL

2024-05-23 FILING PARTY: BOARD

Download

Other: Hearing transcript OTHER

2024-04-17 FILING PARTY: BOARD

Download

Patent Owner Demonstratives OTHER

2024-04-09 FILING PARTY: PATENT OWNER

Download

Petitioner's Updated Exhibit List NOTICE

2024-04-04 FILING PARTY: PETITIONER

Download

1024

APPL-1024 - Petitioner's Oral Argument Demonstratives - Combined '488 & '196 Patents Exhibit

2024-04-04 FILING PARTY: PETITIONER

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Apple Inc. vs. Fintiv, Inc.

Proceeding Overview

Parties & Counsel

Petitioner

Apple Inc.

Represented By

Patent Owner / Respondent

Fintiv, Inc.

Represented By

Tribunal & Venue

Patent Information

Address and Attorney/Agent Information

Power of Attorney & Correspondence

Attorney / Agent Information

Proceeding Documents

Final Written Decision: original FINAL

Other: Hearing transcript OTHER

Patent Owner Demonstratives OTHER

Petitioner's Updated Exhibit List NOTICE

APPL-1024 - Petitioner's Oral Argument Demonstratives - Combined '488 & '196 Patents Exhibit

Order: ORDER Trial Hearing 37 C.F.R. § 42.70 ORDER

PATENT OWNER'S REQUEST FOR ORAL ARGUMENT OTHER

Petitioner's Request for Oral Argument OTHER

Deposition Transcript of Dr. Houh, February 2, 2024 in co-pending IPR2023-00398 Exhibit

Patent Owner’s Sur-Reply OTHER

PATENT OWNER’S NOTICE OF DEPOSITION OF HENRY HOUH, PH.D. NOTICE

APPL-1022 - Shamos Deposition Transcript ('488 patent) Exhibit

Petitioner's Reply REPLYTOOPP

APPL-1023 - Johnson Deposition Transcript Exhibit

APPL-1021 - Supplemental Houh Declaration (Fintiv '488) Exhibit

Notice of Stipulation to Modify Due Dates 2 & 3 NOTICE

Petitioner's Notice of Deposition for Michael Shamos PhD NOTICE

Petitioner's Notice of Deposition for Kai Johnson NOTICE

Authoritative Dictionary of IEEE Standard Terms, 7th Edition (2000) Exhibit

I. Taylor et al., From P2P And Grids To Services On The Web, Second Edition (2009) Exhibit

Techopedia, “Home Location Register”definition (last updated November 17, 2011) (https://www.techopedia.com/definition/7580/home-location- register-hlr) Exhibit

IETF RFC 2935, published September, 2000 Exhibit

Web Services Architecture, W3C Working Group Note (11 February 2004) https://www.w3.org/TR/ws-arch/#whatis Exhibit

Q. Mohmoud, Service Oriented Architecture (SOA) And Web Services: The Road to Enterprise Application Integration (EAI)(2005) Exhibit

Deposition Transcript of Dr. Houh, September 29, 2023 Exhibit

Declaration of Dr. Kai Johnson, dated October 13, 2023 Exhibit

GSM 11.11 - Version 5.3.0 - Digital cellular telecommunications system (Phase 2+); Specification of the Subscriber Identity Module - Mobile Equipment (SIM - ME) interface; (GSM 11.11) (etsi.org)(July 1996) Exhibit

Deposition Transcript of Dr. Houh, September 22, 2023 in co- pending IPR2023-00398 Exhibit

Guthery, Scott C.; Guthery, Scott C.; Guthery, Scott C.; Cronin, Mary J.; Cronin, Mary J.; Cronin, Mary J., Mobile Application Development with SMS and the SIM Toolkit (McGraw-Hill Telecom Professional), McGraw Hill LLC. Kindle Edition (2002) Exhibit

Wiktionary –definition of “handler”dated June 20, 2010; retrieved from Wayback Machine (web.archive.org/web/20100620012624/http://en.wiktionary.org:80/ wiki/handler) Exhibit

Electronic Services: Concepts, Methodologies, Tools and Applications (2010) Exhibit

Memorandum in Support of Claim Construction Order in Fintiv, Inc. v. PayPal Holdings, Inc., Case No. 6:23-cv-00490, dated July 21, 2023 Exhibit

Techopedia, “Visitor Location Register”definition (last updated September 12, 2011) (https://www.techopedia.com/definition/9951/visitor-location- register-vlr) Exhibit

Resume of Kai Johnson Exhibit

Claim Construction Order in Fintiv, Inc. v. PayPal Holdings, Inc., Case No. 6:22-cv-00288, dated January 9, 2023 Exhibit

C. Petrie et al., Semantic Web And Beyond: Computing For Human Experience, Semantic Web Services Challenge, Results From The First Year (2009) Exhibit

E. van de Kar et al., Designing Mobile Service Systems (2008) Exhibit

R. Studer et al., Semantic Web Services, Concepts, Technologies and Applications (2007) Exhibit

The GSM Standard, An Overview Of Its Security, SANS Institute 2000-2002 (https://www.giac.org/paper/gsec/1499/gsm-standard-an- overview-security/102787) (giac.org) Exhibit

Patent Owner’s Response RESPONSE

Wikipedia –definition of “Application programming interface,” dated November 5, 2011; retrieved from Wayback Machine (web.archive.org/web/20111105050416/http://en.wikipedia.org/ wiki/API) Exhibit

Declaration of Dr. Michael I. Shamos, Ph.D., dated October 12, 2023 Exhibit

Patent Owner's Updated Mandatory Notices Pursuant To 37 C.F.R. § 42.8 NOTICE

Patent Owner's Power Of Attorney Pursuant To 37 C.F.R. § 42.10(b) NOTICE

Notice of Stipulation to Change Due Dates 1, 2 & 3 NOTICE

Order: ORDER Denying and Expunging Joint Motions for Extension of Time; and Requiring a Power of Attorney from Patent Owner 37 C.F.R. §§ 42.5(a), 42.10(b) ORDER

PATENT OWNER'S NOTICE OF DEPOSITION OF HENRY HOUH, PH.D. NOTICE

JOINT MOTION FOR EXTENSION OF TIME MOTION

PATENT OWNER’S UPDATED MANDATORY NOTICES PURSUANT TO 37 C.F.R. § 42.8 NOTICE

Institution Decision: Grant DECISION

SCHEDULING ORDER OTHER

Ex. 3002 Exhibit

Order: Panel Change Order ORDER

Order Conduct of the Proceeding ORDER

Email Communications Exhibit

Patent Owner’s Preliminary Response POPR

Patent Owner’s Power Of Attorney Pursuant To 37 C.F.R. § 42.10(b) NOTICE

Resume of Michael Ian Shamos Exhibit

Declaration of Dr. Michael I. Shamos, Ph.D., dated April 11, 2023 Exhibit

Notice : Mandatory Notice NOTICE

Notice: Notice filing date accorded NOTICE

APPL-1003 - Final Expert Declaration (Fintiv '488) Exhibit

APPL-1009 - US20130332352A1 Imrey Exhibit

APPL-1002 - '488 File History - Part1 of 4 Exhibit

APPL-1002 - '488 File History - Part2 of 4 Exhibit