Samsung Electronics Co., Ltd. et al. vs. Headwater Research LLC

Explore the PTAB proceeding IPR2023-01360 filed by Samsung Electronics Co., Ltd. et al. on 2023-09-11. This includes filing dates, application numbers, tech centers, patent numbers, and current case status.

Proceeding Overview

Proceeding Number

IPR2023-01360

Filing Date

2023-09-11

Accorded Filing Date

2023-09-11

Institution Decision Date

2024-04-01

Last Modified Date

2024-10-08

Proceeding Type

IPR

Termination Date

2024-10-08

Trial Status

Terminated-Settled

Parties & Counsel

Petitioner

Samsung Electronics Co., Ltd. et al.

Represented By

Renner, W. Karlet al

Patent Owner / Respondent

Headwater Research LLC

Represented By

Mirzaie, Rezaet al

Tribunal & Venue

Tribunal

Patent Trial and Appeal Board (USPTO)

Technology Center

TC 3600 - Transportation, E-Commerce & Construction

Patent Information

1 Patent Involved

Respondent Application Number 14082040

Respondent Patent Number 9609544

External Links

Espacenet

Google Patents

Respondent Inventor Gregory G. Raleigh et al

Respondent Tech Center TC 3600 - Transportation, E-Commerce & Construction

Address and Attorney/Agent Information

2 Registered Practitioners

Power of Attorney & Correspondence

Firm / Entity Name Headwater Research LLC - C/O Farjami & Farjami LLP

Customer Number 106963

Address 26522 La Alameda Ave., Suite 360, Mission Viejo, CA, 92691, UNITED STATES

Attorney / Agent Information

Reg #	Name	Phone
38135	Michael Farjami	949-282-1000
41014	Farshad Farjami	949-282-1000

Proceeding Documents

Termination Decision: Due to Settlement After Institution of Trial 35 U.S.C. sec. 317; 37 C.F.R. sec. 42.74 TERMINATE

2024-10-08 FILING PARTY: BOARD

Download

Joint Motion to Terminate MOTION

2024-09-26 FILING PARTY: PETITIONER

Download

Joint Request to Treat Exhibit 1027 as Business Confidential Information OTHER

2024-09-26 FILING PARTY: PETITIONER

Download

2002

Exhibit 2002 Exhibit

2024-07-08 FILING PARTY: PATENT OWNER

Download

2004

Exhibit 2004 Exhibit

2024-07-08 FILING PARTY: PATENT OWNER

Download

Samsung Electronics Co., Ltd. et al. vs. Headwater Research LLC

Proceeding Overview

Parties & Counsel

Petitioner

Samsung Electronics Co., Ltd. et al.

Represented By

Patent Owner / Respondent

Headwater Research LLC

Represented By

Tribunal & Venue

Patent Information

Address and Attorney/Agent Information

Power of Attorney & Correspondence

Attorney / Agent Information

Proceeding Documents

Termination Decision: Due to Settlement After Institution of Trial 35 U.S.C. sec. 317; 37 C.F.R. sec. 42.74 TERMINATE

Joint Motion to Terminate MOTION

Joint Request to Treat Exhibit 1027 as Business Confidential Information OTHER

Exhibit 2002 Exhibit

Exhibit 2004 Exhibit

Exhibit 2003 Exhibit

Patent Owner’s Response to the Petition RESPONSE

Patent Owner’s Notice of Deposition of Kevin Butler NOTICE

Order Granting Patent Owner’s Motion for Pro Hac Vice Admission of James Pickens ORDER

Joint Stipulation to Modify Due Dates 1-2 OTHER

Exhibit 2001 Exhibit

Patent Owner's Updated Power of Attorney NOTICE

Patent Owner's Motion for Pro Hac Vice Admission of James Pickens MOTION

Order: SCHEDULING ORDER ORDER

Institution Decision: Grant DECISION

Patent Owner's Preliminary Response POPR

Notice: Notice filing date accorded NOTICE

Notice : Mandatory Notice NOTICE

Notice : Power of Attorney NOTICE

Samsung Stipulation letter regarding IPR grounds in District court Exhibit

U.S. Pat. No. 5,987,611 Freund Exhibit

U.S. Pat. App. Pub. No. 20090217065 Araujo Exhibit

U.S. Pat. No. 8,381,127 Singh Exhibit

Excerpts, The New Penguin Dictionary of Computing, by Dick Pountain Exhibit

Excerpts from the Prosecution History of the 544 Patent Part 1 of 2 Exhibit

Memorandum, Interim Procedure for Discretionary Denials in AIA PostGrant Exhibit

U.S. Pat. No. 7,757,185 Paquette Exhibit

Petition for Inter Partes Review PETITION

Petitioner's Power of Attorney NOTICE

First Amended Docket Control Order Exhibit

Westerinen IETF RFC 3198, Terminology for Policy-Based Management Exhibit

Excerpts from the Prosecution History of the 544 Patent Part 2 of 2 Exhibit

First Amended Complaint Exhibit

Lu, et. al., Comparing system level power management policies Exhibit

Davie, IETF RFC 3246, An Expedited Forwarding PHB (Per-Hop Behavior) Exhibit

Declaration and Curriculum Vitae of Dr. Kevin Butler Exhibit

U.S. Pat. No. 9,408,070 Altbaum Exhibit

U.S. Pat. App. Pub. No. 20060039354 Rao Exhibit

U.S. Pat. App. Pub. No. 20060039364 Wright Exhibit

Complaint, Headwater Research LLC v. Samsung Electronics Co., Ltd. et al Exhibit

U.S. Pat. No. 7,023,909 Adams Exhibit

U.S. Patent No. 9,609,544 to Raleigh, et al Exhibit

Sloman, et. al., Security and management policy specification Exhibit

U.S. Pat. No. 8,413,172 Sng Exhibit

U.S. Pat. App. Pub. No. 20080080458 Cole Exhibit

Yavatkar, IETF RFC 2753, A Framework for Policy-based Admission Control Exhibit

U.S. Pat. App. Pub. No. 20090207817 Montemurro Exhibit

Bajaj, et al., IETF RFC 3198, Web Services Policy 1.2 - Framework Exhibit